Capital Market Intermediary

Our firm is an Exempt Person advising on Corporate Finance under the Securities and Futures Act, Singapore.

Our Capital Market Intermediary Service Capabilities include

  • Mergers & Acquisitions (representing either Buyer or Seller)
  • Matching Capital with Business (representing either Funder or Business owner)
  • Divestment of non core business or total exit from business
  • Public Listing via IPO or RTO
  • Trade Sale
  • Management Buyout

Services To Clients Include:

  • Preparing business for and Management of its pubic listing on a stock exchange in the region via either an Initial Public Offering (IPO) or a Reverse Takeover of an existing listed entity (RTO). (Refer to Corporate Advisory section for details of our services in such assignments.)
  • Growth or Divestment through Mergers and Acquisitions or Management Buyout or Trade Sale
  • Raising funds through capital market instruments including private placement
  • Business owners liquefying assets or exiting 
  • Investors (institutions/individuals/family offices/private equity) seeking growth businesses
  • Sourcing, Structuring & Facilitating capital investments from:
         • Venture capital
         • Cash rich corporations / individuals
         • Fund managers
         • Private equity / Family Offices

Matching Capital With Business

We Source, Structure and Facilitate Capital Infusion through :

  • Debt Financing
         • Local / Foreign banks & financial institutions
  • Equity Financing
         • Venture Capital / Angel Funds
         • Institutional Fund Managers
         • Cash rich corporations seeking new profit centres
         • Private Equity (Individuals /Family Offices)
  • Other Capital Market instruments
         • Structured Convertible Bonds
         • Corporate Bonds
         • Private Placements of listed shares

Fund raised through relevant Capital Market Instruments are applied in:

  • Pre IPO funding or funding an RTO exercise
  • Post Listing private placement / PIPE deals
  • Working Capital
  • Acquisition of assets to expand operational capacity / capability
  • M & A activities to meet growth objectives
  • Regionalisation / Globalisation of operational capability
  • Management Buyout

Mergers & Acquisitions (M & A)

As Intermediary In M&A Activities, Our Services Include:

  • Review funding and investment objectives of acquiring party/investors & capital needs of business/divesting party
  • Identify, Source and Originate investment interests in subject
  • Advice on commercial and financial aspects of deal
  • Structure Deal as honest broker to best achieve objectives of buyer and seller
  • Facilitate assessment and negotiations
  • Originate Term Sheet / Memorandum of Understanding (MOU) / Letter of Intent (LOI) / Heads of Agreement
  • Facilitate conclusion of definitive agreement(s)
  • Advice, assist and facilitate successful due diligence
  • Facilitate successful completion of agreement/deal

We source, structure and facilitate M&A opportunities for individual and corporate clients to achieve their:-

  • Corporate Growth Objectives
  • Investment Exit Strategy
  • Liquefaction of assets
  • Acquisition of assets to expand operational capacity / capability
  • Divestment of non core business / assets
  • Management Buyout